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| Markets in Financial Instruments Directive (MiFID) DIRECTIVE 2004/39/EC TITLE I DEFINITIONS AND SCOPE Article 1 Scope 1. This Directive shall apply to investment firms and regulated markets. 2. The following provisions shall also apply to credit institutions authorised under Directive 2000/12/EC, when providing one or more investment services and/or performing investment activities: — Articles 2(2), 11, 13 and 14, — Chapter II of Title II excluding Article 23(2) second subparagraph, — Chapter III of Title II excluding Articles 31(2) to 31(4) and 32(2) to 32(6), 32(8) and 32(9), — Articles 48 to 53, 57, 61 and 62, and Article 71(1). More about MiFID Training at www.mifid-training.net |
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